Securities Brokerage Business >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission  KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001
3. Notification of Capital Market Supervisory Board   63/2552 Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis)   03/08/2009 01/09/2009
4. Circular   50/2548    14/12/2005
5. Circular   31/2546    25/12/2003
6. Circular   31/2544    02/10/2001